TD Bank Canadian Shareholder Settlement
Province of Québec / District of Montréal No. 500-06-000914-180
CLAIM FORM
I. GENERAL INSTRUCTIONS – PLEASE READ CAREFULLY
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This Claim Form is directed to all persons and entities who purchased Securities of the Toronto-Dominion Bank on or after December 3, 2015 and held all or some of those
securities until after the close of trading on March 9, 2017.
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If you are NOT a member of the Class, as defined below, PLEASE DO NOT submit a Claim Form.
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To make a claim for compensation from the Settlement in the above-noted action, you must complete the Claim Form. If you fail to file a
Claim Form, your claim may be rejected and you may be precluded from any recovery from the Settlement Amount created in connection with the Settlement.
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A separate Claim Form must be filed for each account in which Securities were held.
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Only your Securities acquired during the Class Period are eligible to potentially recover under the Settlement.
- Submission of a Claim Form does not assure that you will share in the Compensation Fund.
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For questions about this Claim Form, or if you require assistance, please contact the Administrator,
RicePoint Administration Inc., at 1-888-352-1387 or tdbankcanadianshareholder@ricepoint.com.
II. KEY DEFINITIONS
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“Action” means MAJESTIC ASSET MANAGEMENT LLC v. THE TORONTO-DOMINION BANK brought in the Province of Québec District of Montréal under
Court File No. 500-06-000914-180.
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“Class Period” means the period from December 3, 2015 up to and including March 9, 2017.
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“Defendant” means The Toronto-Dominion TD Bank.
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“Excluded Persons” means TD Bank and its directors, officers, subsidiaries and affiliates.
III. CLAIMANT IDENTIFICATION
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Use Part I of this form entitled "Claimant Identification" to identify each purchaser of the Securities that are the subject of this claim.
THIS CLAIM MUST BE FILED BY THE ACTUAL BENEFICIAL OWNER(S) OR THE LEGAL REPRESENTATIVE OF SUCH PURCHASERS.
IV. CLAIM FORM
- Claim Forms must be submitted to the Administrator (see contact details on the first page of these instructions).
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A separate Claim Form must be filed for each account in which TD Bank, Securities were held.
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A Claimant must provide all of the requested information with respect to all of his, her or its:
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TD Bank common shares held December 2, 2015;
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TD Bank common shares acquired between December 3, 2015 up to and including March 9, 2017;
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TD Bank common shares sold/disposed of during the period from December 3, 2015 up to and including March 9, 2017; and
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Number of TD Bank common shares held at the close of trading on March 9, 2017.
Failure to report all required details may result in the rejection of a claimant's claim.
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Please list each transaction in the Class Period separately and in chronological order, by trade date (not settlement date), beginning with the earliest.
Claimants must accurately provide the month, day and year of each transaction listed.
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Trade confirmations, broker statements or suitable alternative documentation evidencing a claimant's transactions in Securities must be submitted with the Claim Form.
Failure to submit supporting documentation acceptable to the Administrator may result in the rejection of your claim.
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The information required by the Administrator is the minimum amount of information necessary to process the claims. The Administrator may request additional information
as required to efficiently and reliably calculate claimants' losses. In some cases, where the Administrator cannot perform compensation calculations accurately or at a
reasonable cost to the Class with the information provided by a claimant, the Administrator may conditionally accept the claim pending receipt of additional information.
Required
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